自營商
dealer
以自營商而非代理人的身份參與證券業務的個人或公司。典型的是﹐證券商為自己的帳戶買入證券然後將自己的存款賣于顧客。交易商品的利潤或者損失就是他買賣證券過程中支付價格和接受價格之間的差額。證券商在確認書中必須向顧客表明他是自營商。同一個人或公司在不同時間可以以經紀人和證券商的不同身份經營業務。
As a dealer rather than an agent involved in the securities business of the person or company. Typically, securities dealers to sell securities for their own account and then sold their deposits to customers. Profit or loss trading commodities is the process of buying and selling securities to pay his price and the difference between the price accepted. In the book, a securities firm must confirm to the customer that he is a dealer. The same person or company can be at different times brokers and securities dealers different identities business.